Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Personnel in Capital Market Industry ------------------------------ By virtue of the following Sections: (1) Section 16/6 and Section

Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary ______________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act

paragraph of Section 281/2, Section 289 in conjunction with Section 90 (only the case involving public fraud) or Section 306 to Section 315 of the Securities and Exchange Act B.E. 2535; (b) The offences under

Checklist for Foreign Exchange-Traded Fund (ETF) Application Form Name of foreign ETF: ________________________________________________________ Home Economy

Page 1 of 7 Form 35 – foreign ETF Checklist for Foreign Exchange-Traded Fund (ETF) Application Form Name of foreign ETF: ________________________________________________________ Home Economy

(Section 103, 104) |- Auditors |- Reporting |- Fees |- Related Circular Letter    Marketing |- Approval and Standards Practice |- Code of Conduct |- Fees |- Related Circular Letter    Fund Rating Agency

correlated with the trading activities in the account for which Mr. Suthee was authorized to place price-manipulating orders.  The actions of these two individuals constitute offenses under Section 244/3(1) in

orders in a continuous manner with the intent to manipulate the prices or trading volumes of the securities beyond normal market conditions.Patcharadanai’s actions were deemed a contravention of Section

deemed to be an operation of the digital asset exchange business without license pursuant to Section 3 of the Emergency Decree on Digital Asset Businesses whereby Bybit has operated without any license and

service.The actions of Bybit are deemed to be an operation of the digital asset exchange business without license pursuant to Section 3 of the Emergency Decree on Digital Asset Businesses whereby Bybit has