In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for
to perform duties responsibly with professional due care in violation of the Notification of the Capital Market Supervisory Board.* The SEC has therefore imposed the administrative sanction whereby her
coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market
order was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from his duty as the approved securities
member of Standing Committee of the Communist Party of China and representatives from Chinese businesses to discuss the collaboration between the Thai capital market and Kunming City of Yunnan Province
Bangkok, May 12, 2015 ? The SEC published 2014 Independent Audit Inspection Activities Report covering inspection of 12 audit firms and working papers of 46 approved capital market auditors. The
Limited operated digital asset exchange businesses without a license by providing the trading platform of digital token named MRC coin. This case is in the http://market.sec.or.th/public/idisc/en/Enforce
ขายตราสารหนี้ในต่างประเทศที่เรียกโดยทั่วไปว่า ระบบอิเล็กทรอนิกส์เพื่อการซื้อขายหลักทรัพย์ ( electronic trading platform http://law.sec.or.th/content/3256/5319/1#5319 อธ./น. 5/2547 เรื่อง แนวทางปฏิบัติใน
cautious with the services provided by unlicensed digital asset business operators activities with another foreign digital asset trading platform and allowing payment for the transactions made in Thai baht