manager, failed to comply with the rules, conditions, and procedures stipulated in the relevant notification. In this regard, Merkle failed to provide appropriate internal systems and processes for

for her own benefit. However, she failed to submit a report on the change in her securities holding (Form 59) in such account to the SEC Office within the period specified under the Notification of the

which means Mr. Winai Teawsomboonkij failed to prepare and disclose the report within the period specified in the notification of the Capital Market Supervisory Board. SEC Act S.59 Settlement Committee

. Somsak prepared and disclosed the report (Form 59) to the SEC office on April 1, 2021 which means Mr. Somsak failed to prepare and disclose the report within the period specified in the notification of the

period specified in the notification of the Capital Market Supervisory Board. SEC Act S.59 Settlement Committee Meeting No. 9/2025 Settlement Committee Order No. 130/2025 Dated 25/11/2025

with the rules, conditions and procedures stipulated in the relevant notification. In this regard, Gulf Binance submitted 26 reports of the results of monitoring and inspecting trading conditions (Daily

procedures stipulated in the relevant notification. In this regard, Z.COMEX submitted 23 reports of the results of monitoring and inspecting trading conditions (Daily Report) for the period from January 21

stipulated in the relevant notification. In this regard, INVX submitted 22 reports of the results of monitoring and inspecting trading conditions (Daily Report) for the period from January 18, 2025 to March 29

failure to maintain net capital (NC) together with the reasons of such incident to the SEC office within the period specified in the notification of the Securities and Exchange Commission. DAB Act S.94

is responsible for the operations of BBL, shall be liable for BBL’s failure to comply with the rules, conditions and procedures as specified in notification of the Capital Market Supervisory Board By