statement indicating that the client had signed the documents to open the securities trading account in witness of an investment consultant. Nonetheless, {B} admitted that she was the one who processed such
arrangement of payment of the structured notes or debt repayment in respect of the structured notes in either Thai or foreign currency. Clause 14 Documents or evidence filed with the SEC Office as specified
Chapter 8; (8) handling of complaints, as detailed in Chapter 9; (9) retention of information and documents, as detailed in Chapter 10; Part 4 The SEC Office’s Power Clause 5 In order for this Notification
who have been approved by the SEC Office shall clarify, submit relevant documents or evidence, take action or not take action according to such request. Clause 142 Regarding the filing of the
Nittaya Na Songkhla (collectively the “Buyers”) and the execution of a share purchase agreement of SUTG, other arrangements, contracts and documents in connection with the disposal of investment in SUTG
and Miss Nittaya Na Songkhla (collectively the “Buyers”) and the execution of a share purchase agreement of SUTG, other arrangements, contracts and documents in connection with the disposal of
applicant has submitted the following documents to the SEC Office: (a) a copy of a notice calling a shareholders’ meeting; (b) a copy of a shareholders’ meeting resolution. Provisions in sub clause (2), (3
information and documents, as detailed in Chapter 11; (11) additional regulations for operation of specific business, as detailed in Chapter 12. 3 Part 4 The SEC Office’s Power Clause 5 In order for this