August.The proposed rules aim to facilitate securities companies and derivatives business operators in providing their services of expertise based on available resources, and to expand their business

public offering (IPO) companies. The purpose is to ensure that CFOs and accountants clearly understand the expected roles and responsibilities in preparing financial reports and internal control system

supervision and trustworthiness of listed companies? financial reporting. Vorapol Socatiyanurak, SEC Secretary-General said that ?Following the 2010 revamp of audit oversight to require SEC-registered auditors

development of asset management industry and enhance competitiveness of asset management companies not bank subsidiaries, but also open access for potential operators, such as Thailand Post, to take part in

proportion will be set to suit each type of funds. Asset management companies must make a cautious investment decision and conduct due diligence. In addition, information disclosure of instruments, risks

companies? financial statements. This will be very supportive to institutional and retail investors? analysis on their investment choices.?    

proposed revisions cover criteria on period for transfer of proceeds from PVD to RMF, submission of documents to management companies, types of RMF available for the transfer of proceeds from PVD, fund

companies? performance, the SEC did not grant a waiver for the postponement of submission of     the rectified and audited 2014 financial statements as well as deadline extension for submission of Q1/2015

for listed companies.The new rule would benefit listed companies that comply with good corporate governance principles when they plan to conduct a PO, provided that certain stipulated conditions are met

Bangkok, November 4, 2015 ?The SEC is seeking public comments on a proposed revision to the public offering rules to allow faster and more cost-effective fundraising procedures for listed companies