its financial statements or related reports required under Section 56; (b) has failed to file any reports required by the SEC Office under Section 57 or related reports to the Exchange; (c) be in the
of the Group and/or requests for financial support from other parties. As the end of September 2019, the Group has issued and offered debentures in the amount of 2,868.30 and / or 2) Rights offering to
approved applicant shall make cooperation to any such requests. Division 4 Conversion of major investor trust to retail trust ___________________ Clause 57 A major investor trust wishing to convert to a
Office: (a) has failed to file the financial statements or related reports required under Section 56; 9 )b) has failed to file the reports required by the SEC Office under Section 57 or related reports to
violation of this Act, the rules of the Board, the provisions of the securities laws relating to the preparation and issuance of audit reports and the obligations and liabilities of accountants with respect
experience to review creditability of the financial reports. The audit committee of the company has the scope of duties and responsibilities to the Board of Director on the following matters: 1. Review the
giving of advice by a foreign derivatives business operator is provided, the derivatives broker shall keep the documents relating to the giving of advice including analysis reports and any other documents
where the giving of advice by a foreign derivatives business operator is provided, the derivatives broker shall keep the documents relating to the giving of advice including analysis reports and any other
between work units and personnel of the intermediary; (4) system for preventing conflicts of interest. Clause 6 An intermediary shall prepare and keep documents, evidence or reports related to proprietary