Derivatives Advisors dated 17 January 2018, and Clause 1(3) of the Notification of the Capital Market Supervisory Board No. Tor Thor. 59/2552 Re: Rules and Periods for Submitting Reports of Securities Companies
balance, and shall confirm the transfer of money or assets in and out of the fund. There shall be system to issue and send the reports on asset flow of the fund to the clients regularly and in appropriate
. There shall be system to issue and send the reports on asset flow of the fund to the clients regularly and in appropriate timing such as: 1. Issue monthly report to show the flow and the balance of assets
reduce losses - Create motivation by rewarding, if able to produce and control waste according to the target - Improved data storage system and production reports for monitoring and controlling For the
Notification; (3) to allow the SEC Office to ensure compliance with this Notification, require securities clearing houses and central securities depositories to submit to the SEC Office reports or any particular
other relevant clarification in other topics or other reports disclosed to the public via the Company's website. 9.1 Corporate governance policy Specify corporate governance policies of the Company and
an opinion on audit reports; 2.2 being affiliated with an audit firm that has an audit quality control system and the required number of personnel; 2.3 meeting other requirements, e.x., not having
_______________________________________________________________________ Email address: ___________________________________________________________ Tel No.: _____________________________ Fax No.: __________________________ Part F: Auditor of the Financial Reports of the
: ___________________________________________________________ Tel No.: _____________________________ Fax No.: __________________________ Part F: Auditor of the Financial Reports of the Hong Kong Covered Fund 20) Name of Auditor