On 17 May 2022, the Capital Market Supervisory Board Meeting No. 4/2565 passed a resolution approving in principle the proposed amendments to the regulations on approval for issuance and offering for

Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014.      

receive the funds raised during subscription period. Therefore, the Capital Market Supervisory Board agreed to revise the rules on the debenture crowdfunding to exempt the previous All-or-Nothing rule and

)  RegTech & SupTech: To deploy regulatory technology and supervisory technology (RegTech & SupTech) for supervision and data linkage. For example, to enable the use Electronic Know-Your-Client (E-KYC) through

SEC supervisory framework focuses on their capability to maintain qualifications in accordance with the governing rules as well as their knowledge on investment and regulations related to investor

or securities depositories by granting an exemption for cases which do not require approval of the Capital Market Supervisory Board, for example, amendment to the rules and regulations in compliance

of good corporate governance (CG).  After listing, the supervisory mechanism will ensure that listed companies maintain their quality, operate business with integrity, have an internal control system

exemption for the discontinued business. This is to support determination of fees that reflects supervisory costs and reduce costs of intermediaries. In any case, when combining all fees to be paid annually

supervised in response to the changing scenarios to enhance investors’ trust and confidence. In this connection, the SEC sets priorities for policy measures, developmental and supervisory, that can keep pace

Audit Oversight Board มาเลเซีย Finance Profession Supervisory Center อินโดนีเซีย Accounting and Corporate Regulatory Authority สิงคโปร์ และ ก.ล.ต. ไทย จะทำการวิเคราะห์เชิงลึกถึงสาเหตุของประเด็นข้อบกพร่อง