Thor. 14/2558 Rules in Detail on the Protection and Management of Conflicts of Interest (Synopsis) 07/04/2015 01/10/2015 Notification of the Office of the Securities and Exchange Commission Sor Thor
-classification into six enriched sections aims to serve all user groups, including:(1) About us: Overview of the SEC;(2) Market development: Direction and role of the SEC in capital market development including
like to clarify the management discussion and analysis for the year ended 31 December 2019 Performance Overview For the fourth quarter of 2019, the net profit of the Company and its subsidiary was
to clarify the management discussion and analysis for the year ended 31 December 2019 Performance Overview For the fourth quarter of 2019, the net profit of the Company and its subsidiary was million
Business Operator in the Category of Derivatives Broker and Derivatives Dealer (codified as of 08/10/2004) (Synopsis) 23/01/2004 06/01/2004 Notification of the Office of the Securities and Exchange
Exchange Commission OrNor. 3/2544 Re: Registration of Persons Qualified to Be a Mutual Fund Supervisor (codified as of 09/03/2004) (Synopsis) 19/03/2001 6. Report/Form (Notification of Securities and
Commission 44/2541 03/11/1998 01/01/1999 4. Notification of the Office of the Securities and Exchange Commission 29/2549 (Synopsis) 19/07/2006 5. Report/Form (Notification of Securities and Exchange
Management of Retail Funds,Mutual Funds for Accredited Investors, Mutual Funds for Institutional Investors and Private Funds (Synopsis) 17/12/2015 16/01/2016 2. Notification of the Office of the Securities
(Synopsis) 17/01/2005 01/03/2005 3. Notification of Capital Market Supervisory Board TorThor/Nor/Khor 37/2553 Prohibited Characteristics of Personnel in Capital Market Industry 15/09/2010 01/10/2010 4
/2546 03/12/2003 01/11/2003 2. Notification of the Securities and Exchange Commission 24/2545 28/03/2002 16/04/2002 3. Notification of the Securities and Exchange Commission 22/2540 (Synopsis