redundancy reduction, as well as effective information management. This would ultimately propel target groups? knowledge and healthy financial habits.Mr. Vorapol added that ?The cooperation and resources from

particular person or persons. The revised rules are expected to become effective by August this year. Rapee Sucharitakul, SEC Secretary-General said that recently equity private placement deals of listed

opportunity and alternatives for fund raisers and investors as well as enhance the Thai capital market readiness for international linkages. The revised regulations will become effective by the third quarter of

Bangkok, February 11, 2013 - The SEC imposed a one year suspension on {A}, a capital market investment consultant of Finansia Securities Plc., effective from February 8, 2013; and also disclosed

present), the suspension imposed by the SEC shall remain for two months and eighteen days, effective from April 25, 2013.

(SOE) listed on the Stock Exchange of Thailand (SET) in compliance with international audit standards which have become effective this year.  This collaboration is supported by the World Bank who renders

, effective from December 4, 2012.Following an investor complaint against {A}, the SEC probed into the case and found that she had been authorized by her client to make trading decisions on the client's behalf

Bangkok, December 27, 2012 - The SEC imposed a one-month suspension on three investment consultants of Phillip Securities (Thailand) Plc. for not taping clients? trading orders, effective from

shall remain for 7 months and fifteen days, effective from October 9, 2014.Note:   Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 which was prohibited

suspended her approval of the capital market investment consultant and investment planner for 6 months, effective from December 9, 2014.Note: *Clause 23(1) and prohibited characteristics of personnel in the