)]. Notified this 30th day of May 2014. -signature- (Achporn Charuchinda) Chairman Securities and Exchange Commission Note: please note that the contents added in brackets [….] have only been provided in the
matter which substantially affect the intermediary , investors or capital market, the SEC Office may determine to submit thereof within the business day when such matter has been occurred; (b) in case of
or capital market, the SEC Office may determine to submit thereof within the business day when such matter has been occurred; (b) in case of matters other than sub clause (a), the SEC Office shall
Proprietary Trading of Securities and Derivatives for Derivative Brokers. Notified this 7th day of April 2015. (Mr. Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission
conditions stipulated under Paragraph 1, the Securities and Exchange Commission may revoke the granted license. Clause 11 1 Repealed. Notified this 2nd day of December 2015. -Signature- Mr. Voravidh
this 2nd day of December 2015. -Signature- Mr. Voravidh Champeeratana Chairman Securities and Exchange Commission 1 As amended by the Notification of the Securities and Exchange Commission No. Kor Thor