the return of all licenses, or (2) in cases other than (1), where a capital reduction pertains to excess capital reduction that becomes unnecessary for business operations. In any case, it must be
296/2 of the SEA, as the case may be. The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions on the 14 offenders above, as summarized below: (a) The offenders are
financial institutions or other creditors, including any postponements or adjustments to the repayment schedules; (2) a waiver of an event of default under the terms and conditions in the case where
matters: (1) granting a waiver of an event of default under the terms and conditions in the case where the company is unable to arrange for the bondholder registrar to notify the Thai Bond Market
measures relating the purchase of securities through cash balance account in case of abnormality in the trading of securities to ensure that such rules or measures are appropriate for the current market
Associate Professor Dr. Kanis Saengchote, Deputy Dean for Research at Chulalongkorn University’s Faculty of Commerce and Accountancy, jointly presented research on the topic “Case Study: SEC Thailand’s Data
penalties under Section 75 of the Emergency Decree. The SEC has therefore filed the criminal complaint with the CCIB for consideration of further legal action. In any case, filing a criminal complaint is
collateral placement, selection of securities, data processing and data reporting to the management, agreement with investors and additional conditions in the case where business operators have the duty to
new clients during the account opening process. Hence, such information must be accurate, complete, up-to-date, and clearly separated from other information. In case of significant revisions/updates
companies are instructed to comply with the Guidelines for Prevention and Control of the Novel Coronavirus Disease 2019 (COVID-19) in Case of Holding Meetings, Seminars or Other Activities of Similar Nature