repayment into four installments, with the first three installments comprising a total of no less than 43 percent of the bond value on the issuance date, and the fourth installment settling the remaining

The SEC has ordered Zipmex, by virtue of Clause 13/1(3) of the said Notification, to take steps towards meeting the minimum net capital requirements, taking into account clients’ best interest as

DA operators will have a proper organizational structure with checks and balances in their management and the board of directors will be able to perform their duties more efficiently, taking into

such other businesses in general in compliance with the current regulations;  (2)  If other businesses have a high investment value as specified by the rules, they would be classified into two

activities towards climate resilience. In drafting the Taxonomy, the BOT and the SEC, have received, through public consultation, and taken into account useful comments and recommendations from various

) prohibit securities trading on SET or securities trading center and entering into derivatives contracts on the Derivatives Exchange for the maximum duration as allowed by law

specified by the Civil Sanction Committee, and (5) prohibit the offender from trading securities on SET or securities trading center or entering into derivatives contracts on the Derivatives Exchange for

continual basis from 2015 to 2017;             (2)  managing private funds without taking the clients’ best interest into consideration. In so doing, he arranged for the clients to invest in a foreign fund

. We take into serious account technological developments and promote competitiveness of the Thai capital market in consistent with the emerging digital disruption. This plan has received support and

. Their trading activities misled general investors into believing that new investors were interested in investing in KIAT shares at gradually higher prices. Meanwhile, the group of offenders, including