than 15 hours within the latest two calendar years before the approval expiration. This training is the same as that required for investment consultants (IC) and investment planners (IP). However, the
.” Furthermore, the Additional Guidance will assist the SEC in overseeing Hong Kong's ESG Funds under the HK-TH MRF with the same standards as the Sustainable and Responsible Investing Funds (SRI Fund) and other
Currently, the existing regulations require that the foreign issuer of baht bonds comply with the approval and disclosure rules in the same manner as other types of bonds. Additionally, to issue and
the above case, liable to the same penalties under Section 94 in conjunction with Section 40 of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018).The SEC has therefore filed the
Section 317/5 of the SEA. Jakkaphong, as a person responsible for the operations of the legal entity, caused JKN to commit the aforementioned offense. He is therefore subject to the same penalty under
Securities and Exchange Act B.E. 2535 (1992), which carries penalties under Sections 296 and 296/2 of the same Act. Therefore, the SEC has filed the complaint against Mr. Boon Vanasin to the ECD for further
previous quarter of the same year and the corresponding financial period in 2020. This information had a positive impact on SVI’s stock price. Mr. Pongsak Lothongkam had purchased SVI shares before SVI
business services to minors in accordance with the same standard and the Civil and Commercial Code. Essentially, all digital asset business operators are required to: (1) Consider the information related
; (2) Exemptions from reporting for directors or executives who are spouses or cohabitating partners in the same listed company, if one of them has already submit the reports to the SEC. This shall
that investors can have information for decision-making. At the same time, STARK was also instructed to extend the scope of its special audit to cover a number of material issues and clarify related