. Taking into account that {A} had already been suspended by his employer for a month 7 days, however, the suspension imposed by the SEC shall remain 4 months 23 days, effective from December 11, 2014.Note
six-year period starting from 25 October 2025 during which her applications for approval to be a capital market auditor will not be considered. Note:* Failure to comply with auditing standards
the unfair securities trading misconduct constitutes a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999).Note:* SEC News No. 334/2025 dated 25 December 2025 “SEC imposes civil
action within its authority, as the unfair securities trading misconduct constitutes a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999). Note
, please report them to the SEC Complaint Center via Hotline 1207, the SEC official Facebook page, or the SEC Live Chat on the SEC website for further in-depth investigation. Note:*SEC News No. 70/2026
director or general manager to the extent that the derivatives intermediary is a financial institution which has been regulated by other governmental agencies before having obtained an approval for
general manager to the extent that the derivatives intermediary is a financial institution which has been regulated by other governmental agencies before having obtained an approval for undertaking 2
securities trading center by virtue of such laws and governed by government agencies or securities regulators (regulated exchange); “Allotted quota” means quota of foreign securities or derivatives investment
cautious about using services of unlicensed digital asset business operators SEC Secretary-General Ruenvadee Suwanmongkol said: “ Digital asset businesses are regulated under the Emergency Decree on Digital
regulated under the Emergency Decree on Digital Asset Businesses. Only providers who have obtained relevant https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9157 SEC unveils digital asset business