Bangkok, May 15, 2013 - The SEC imposed a one-month suspension on {A}, a capital market investment consultant of RHB OSK Securities (Thailand) Plc. and disclosed inappropriate behavior of {B}, a
confidential business secret is deemed performing duties dishonestly and betraying investors? confidentiality. Investor contacts are key capital market personnel who have direct and close contact with investors
domestically and internationally.This year, the SEC has received cooperation from 25 business operators participating in the “Public Empowerment through Capital Market Knowledge Initiative,” to provide financial
supply chain towards greater adaptability and engagement in sustainable business development. In this regard, the SEC has been continuously promoting the issuance of sustainability-themed bonds namely
(SDGs). It also brought to the fore investment management business operators, institutional investors and other capital market participants for an in-depth discussion on the Principles for Responsible
professional principle. “appraisal company in capital market” means a juristic person having normal business purpose to value any asset and wish to contribute appraisal services for capital market transaction
export market of 34 million baht, including 9.5 million baht decrease in government to government contract (G-G), comparing to same quarter of last year. o Moreover, sales of domestic market also declined
adjourned the introduction of new products and services to suit market condition and investors’ demand. Consequently, the group business and operation for the first half of 2020 will grow lower than
Intermediaries By virtue of Clause 5(1) in conjunction with Clause 12(3) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 (2013) Re: Standard Conduct of Business Operation, Management
its fund management business. Return on financial instruments decreased by Baht 381.05 million mainly from loss on reclassification of investment of one listed security amounting to Baht 123.12