between work units and personnel of the intermediary; (4) system for preventing conflicts of interest. Clause 6 An intermediary shall prepare and keep documents, evidence or reports related to proprietary
payment our of its own funds instead. Clause 18 Mutual fund management companies shall make copies of reports under Clause 14(1) and Clause 15, paragraph one, subclause (2)(a) available at their offices for
the securities company under the first paragraph to submit any necessary documents or reports within the appropriate period for the purpose of considering the capability to maintain its net capital
paragraph to submit any necessary documents or reports within the appropriate period for the purpose of considering the capability to maintain its net capital. Clause 6 In the event that, prior to the
the sale of such certificate in accordance with rules and within the period prescribed for the reports of selling securities which is the underlying of such certificate, mutatis mutandis . In this
for the reports of selling securities which is 5 the underlying of such certificate, mutatis mutandis. In this regard, the detailed feature of the certificate thereof shall be described in the report
certificates representing interest from Thai underlying securities shall report the result of the sale of such certificate in accordance with rules and within the period prescribed for the reports of selling
to the replacement price on appraisal reports of 2 independent appraisers at the price of 6.68 million Baht and 7.65 million Baht, they are higher than the price of the machinery in this transaction