shares inconsistent with the normal market condition, to lure the public into the trading. He entered the settlement process but failed to pay the fine as ordered by Settlement Committee. The public
(Form 56-1, 2014), and the annual report for the year 2014 (Form 56-2, 2014) to the SEC and the SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht
and the SET within specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 589,500 and a further fine of Baht 500 each day starting from the next day of prosecution date
Court sentenced the accused to pay a total fine of Baht 514,400. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 257,200 and a further fine of Baht 200 each
Committee and the Board of Directors. 17 Liquidity Risk Management Liquidity risk is defined as the risk caused by a failure to obtain sufficient funds at appropriate costs to meet obligations when they
for the same securities at the same prices. Disguising that the confirmation on security deposit was made by the client was failure to perform duties with honesty whereas trading securities and
trading order and the similar failure was found during the second investigation, in case of another client. Failure to record the securities trading orders was in violation of the Notifications of Capital
expenses increased by severance pay rate for employees who have worked for an uninterrupted period of 20 years or more are entitled to receive compensation at a rate of not less than the last 400 days from
for 10 years possession , nor did she return the borrowed money to the client as agreed.The misconduct of Nutnicha was failure to perform duties honestly by committing wrongful acts against clients