other related criteria. Subsequently, the SEC took into consideration the comments and suggestions from the private sector and proposed a revision to such principles, which was later approved by the SEC
custody. This revised definition will help to mitigate excessive burdens in maintaining net capital. The relevant notifications of the amendments*** will come into effect on 16 August 2024 onwards
operational systems for this purpose, the revised regulations will come into force as from 16 February 2024. ______________________________Remarks: * Means (1) a securities firm licensed to undertake the
penalties, or stricter regulations as warranted to prevent misconduct.Market development strategies As Thailand transforms challenges into opportunities, strategic investments, robust regulatory frameworks
. The comments and suggestions gathered from the public hearing were taken into consideration when the SEC reviewed the proposed principles, the draft amendments and other related issues. The SEC is now
. In this regard, IFA views that the entering into the purchase transaction of the three plots of land with the connected person this time comes with an inappropriate price as the total of 167.50
from enticing or pressuring investors into uncareful investment decisions. Moreover, they must not imply guaranteed returns and appropriate warnings about investment risks must be included. In case of
twelve months, effective from 19 October 2023.*** In deliberating the imposition of administrative sanctions above, the SEC has taken into account the following factors, i.e. relevant roles and
-related risks and opportunities into securities analysis and asset management to enable favorable long-term returns for investors. The Thai version of the TCFD recommendations is now available for
bond redemption for one year and three months, to be due on 8 July 2026; (3) Structuring the principal repayment into four installments, with the first three installments comprising a total