Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial
regulating the business of such entities and the Notifications issued by virtue of such law, the person shall be deemed to have the prohibited characteristics under Clause 3(4) of the Notification of the
are met.The notifications of these revised regulations** have been published in the Government Gazette, taking effect from 1 September 2025 onward. Remarks: * Business operators unable to maintain net
of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore sanctioned three investment consultants as follows: 1. Suspended {A} from her
deemed as performing duty with dishonesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, revoked the approval as capital
as the definition of “institutional investor” under Section 3 of the Derivatives Act B.E. 2546 (2003) and related notifications issued by virtue of such law; “margin account” means an account which