may have potential conflicts,” “management,” “major shareholder,” “person who has power of control,” “related party,” “credit rating,” “electronic information,” and “consolidated financial statements
by a company having all of the following characteristics: 1. investing in the assets under (a) (b) (c) or (d) collectively not less than seventy five percent of the company’s total asset value or
shares issued by a company having all of the following characteristics: 1. investing in the assets under (a) (b) (c) or (d) collectively not less than seventy five percent of the company’s total asset
into a written contract with the customer who authorized it to perform as his/her agent in derivatives trading, such contract shall not have any statements denying the derivatives broker’s
customer who authorized it to perform as his/her agent in derivatives trading, such contract shall not have any statements denying the derivatives broker’s responsibilities to the customers from any act or
shareholder, or the share warrants’ holder having amount exceeding five percent of total shares sold or share warrants sold of such company; provided that the shares and share warrants of spouse and a minor
operation. The proportion of owner’s equity shall not be less than the total expenses of the business operation over a period of six months as shown in the most recent financial statements, and shall be in
Section 145; O in such case all the shares held by him or her in a limited partnership have been less than one percent of the total amount of shares of the limited partnership; O in such case all the shares