and Lending of Securities to Non-institutional Clients for Short Selling. Chapter 3 Additional Rules for Proprietary Trading of Intermediaries in the Category of Derivatives Broker ___________________
agricultural goods, which applies to the undertaking of business as: (1) a derivatives broker; (2) a derivatives dealer; (3) a derivatives advisor; (4) a derivatives fund manager. “ major shareholder ” means a
agricultural goods, which applies to the undertaking of business as: (1) a derivatives broker; (2) a derivatives dealer; (3) a derivatives advisor; (4) a derivatives fund manager. “major shareholder” means a
) 26. หนังสือเวียน ที่ ธ.(ว) 8/2543 เรื่อง การส่งข้อมูลแบบรายงานผ่านระบบ Broker Reporting System (BRS) 29/03/2543 27. หนังสือเวียน ที่ กลต.ธ.(ว) 5/2543 เรื่อง ชี้แจงแนวทางพิจารณาดำเนินการกรณีปฏิบัติไม่
(Thailand) Company Limited (“AIS”) Non-life and Life Insurance Broker 100% 3). ACS Servicing (Thailand) Company Limited(“ACSS”) Collection Service 100% 4.) AEON Microfinance (Myanmar) Company Limited (“AMF
Broker dated 2 April 2008; (5) Notification of the Capital Market Supervisory Board No. TorThor. 46/2553 Re: Rules on Applying for and Permission of Establishing Branch Offices of Derivatives Broker (No. 2
Applying for and Permission of Establishing Branch Offices of Derivatives Broker dated 2 April 2008; (5) Notification of the Capital Market Supervisory Board No. TorThor. 46/2553 Re: Rules on Applying for
Offices of Derivatives Broker dated 2 April 2008; (5) Notification of the Capital Market Supervisory Board No. TorThor. 46/2553 Re: Rules on Applying for and Permission of Establishing Branch Offices of