probed into the case and found conversation in the LINE Application that {A} traded securities for herself through the client's securities trading account. During a certain period of time, she made a
into the case and found conversation in the LINE Application that {A} traded securities for herself through the client?s securities trading account. During a certain period of time, she made a number of
-General said that under the primary listing regulations, the supervision on foreign companies? public offerings of shares in Thailand will be in line with those applicable to Thai companies while certain
continuous basis. The implementation of the plan will optimize the balance and lay down a solid foundation in the entire system, rather than focusing on stringent oversight on the third line of defense as
in which a REIT under its management has already invested.?The SEC promotes trust to be a vehicle for the real estate sector?s fund raising, in line with international practice. Thus, the relevant
เลขาธิการ ก.ล.ต. กล่าวว่า ในช่วงที่ผ่านมา ก.ล.ต. พบว่าผู้ลงทุนบางรายมีการชักชวนในกลุ่มผู้ลงทุนด้วยกันหรือบุคคลทั่วไปทั้งทางวาจา ผ่านโปรแกรมสนทนา LINE หรือ social media อื่น ให้ลงทุนซื้อขายหลักทรัพย์หรือสัญญา
misconduct of which he had previously committed. He admitted receiving the client's trading orders through LINE Application and mobile phone from time to time, after that he called the client to confirm the
agricultural futures business operators, the SEC will issue regulations to allow them to apply for a license under the Derivatives Act. The regulations will be in line with those currently applicable to
phone and Line Application. However, the recorded conversation showed that she accepted to trade securities on behalf of clients.Failure to disclose specific risk of securities and trading securities on