UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange A...
แบบแสดงรายการขอมูลการเสนอขายหุนกูท่ีมีอนุพันธแฝง (แบบ 69-DEBT-SP-1) บริษัท .......... (ชื่อไทย/อังกฤษของผูเสนอขายหุนกูท่ีมีอนุพันธแฝง) ใหระบุขอมูลในหนาปกอยางนอย ดังตอไปน้ี 1. ลักษณะที่สําคัญของหุนกูท่ีมีอนุพันธแฝง (“หุนกู”) ท่ีจะออกภายใตโครงการน้ี ดังน้ี (1) ชื่อหุนกูตามโครงการ (2) ประเภทผูลงทุนที่เสนอขาย (3) ลักษณะสําคัญของหุนกู (4) ปจจัยอางอิง (5) มูลคาการเสนอขายตามโครงการ ทั้งนี้ ตองไมเกินมูลคาตามมติท่ีไดรับใหออกหุนกู (6) มูลคาไถถอนของหุนกู (7) อันดับควา...
. -Signature- (Vijit Supinij) Chairman Securities and Exchange Commission Remark : The rationale for issuing this Notification: As the Securities and Exchange Act (No. 4) B.E. 2551 (2008) stipulates that the
from 1 September 2009. Notified this 3rd day of August 2009. -Signature- (Vijit Supinij) Chairman Securities and Exchange Commission 10 Remark: The rationale for issuing this Notification: As the
3rd day of August 2009. -Signature- (Vijit Supinij) Chairman Securities and Exchange Commission 10 Remark: The rationale for issuing this Notification: As the Securities and Exchange Act (No. 4) B.E
Notification at the first opportunity but not later than 2 years as from the effective date of this Notification. Notified this 17th day of May 2013. - signature- (Mr. Vorapol Socatiyanurak) Secretary-General
Notification. Notified this 17th day of May 2013. - signature- (Mr. Vorapol Socatiyanurak) Secretary-General Capital Market Supervisory Board Note: please note that the contents added in brackets [….] have only
year. Notified this 21st day of June 2005. -Signature- (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission Note: The Office of the Securities and
Notification. Clause 19 This Notification shall come into force as from 1 September 2009. Notified this 3rd day of August 2009. -Signature- (Vijit Supinij) Chairman The Securities and Exchange Commission Remark