offspring of such persons; and (e) Any juristic persons in which the persons under (a), (b) or (c) hold shares or have power to control or have other material interest, whether directly or indirectly; (5
, regardless of whether such action is conducted for the benefit of the fund supervisor itself or other persons, except for the case of charging a remuneration for the performance of duty as fund supervisor or
connection with the aforementioned systems. 3. Ownership of movable assets, i.e. equipment for decoration, tools, instruments, whether permanently fixed or not, including other equipment used for the purpose
Clause 3 and Clause 4 as well as the following information: (1) customer type, by indicating whether the customer is an institutional or retail investor, and also indicating the case where a customer is
17. In this regard, the affiliated transaction, whether in the case specified in Clause 14, Clause 15, Clause 16, Clause 17 or any other case, shall comply with the following rules: (1) being
the case specified in Clause 16 or Clause 17. In this regard, the affiliated transaction, whether in the case specified in Clause 14, Clause 15, Clause 16, Clause 17 or any other case, shall comply with
foreign ETF to determine whether they are subject to provisions of such Notification, and in order to control investment allotment in accordance with the rules for control of transactions related to foreign