REIT trustee must be independent from REIT manager. For the participation in REITs related businesses, such as underwriting or financial advisory service, a Chinese wall to prevent conflicts of interest
, financial and capital markets and; for instance, the Vice Chairman of the National Economic and Social Advisory Council, Chairman of the working group providing advice to the Council of Ministers on the
development. The SEC urged TIA to consider the possibility to become independent investment advisory institute supporting Thai capital market development. The institute could be a center for investor education
) derivatives brokerage; (b) derivatives dealing; (c) derivatives advisory service; (d) derivatives fund management; (2) “derivatives business license type Sor-2” means a license to undertake derivatives business
business in various categories consisting of (a) derivatives brokerage; (b) derivatives dealing; (c) derivatives advisory service; (d) derivatives fund management; (2) “derivatives business license type Sor
://www.mfcfund.com ONEAM ONE ASSET MANAGEMENT LTD. http://www.one-asset.com AMUNDI MUTUAL FUND BROKERAGE SECURITIES (THAILAND) CO.,LTD. List of company licensed Investment Advisory Services (Securities Company) ชื่อ
licensed to undertake securities business in the category of securities finance business, mutual fund management, securities brokerage, investment advisory service, securities dealing or securities
undertake securities business in the category of securities finance business, mutual fund management, securities brokerage, investment advisory service, securities dealing or securities underwriting without
category of securities finance business, mutual fund management, securities brokerage, investment advisory service, securities dealing or securities underwriting without limitation to only debt securities