with normal market conditions with a view to inducing the general public to trade such securities. The aforesaid actions of Shine and others were in contravention of Sections 243(1), (2) and 244 of the
breaches and demanded damages under the specified conditions whereby THL is obliged under the agreements to pay the damages, the SEC is of the view that THL must estimate and record the damages arising from
TRIS’s view on the Company’s status as a moderately strategic affiliate of KGI Securities Co., Ltd. in Taiwan (KGI Taiwan, together with its affiliates the KGI Group). This status allows the Company’s
. The acts of Mr. Pattarawut Thunyajaroen, therefore, constitutes an offense by planning a series of complicated actions with a view to unduly gaining clients’ assets; (3) In the case of
. (Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Remarks: The reason for promulgation of this Notification is to ensure the reliability and credibility of
various issues, including operating frameworks and good practices in the use of tools, measurement methods, and disclosures that can be applied in assessing the credibility of a transition plan, led by
contributing to positive social impacts will be able to earn more credibility and subsequently more opportunities to create sustainable business growth. This is when the Thailand SDG Investor Map (the Map) comes
personnel with knowledge, expertise and credibility among general investors, their misconduct in this case is a serious offense, affecting the reliability of the capital market in a significant manner
maximum returns and managing investment risks. The I Code aims to build institutional investors? long-term credibility, and protect the best interest of asset owners and the capital market at large.As
subsquently strengthen market credibility, balanced market ecosystem, efficiency and competitiveness. Well-rounded perspectives and practicality are taken into account in response to increasing varieties of