? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders
approved person shall take the following actions during the period of operation: (1) compiling and assessing the information of the service user for the following purposes: (a) to know the service user; (b
following actions during the period of operation: (1) compiling and assessing the information of the service user for the following purposes: (a) to know the service user; (b) to categorize the service user
procedure for providing services by considering the following matters: (a) disclosure of accurate, complete, necessary and sufficient information in order for the service user to choose a service or make an
rules: (1) having a procedure for providing services by considering the following matters: (a) disclosure of accurate, complete, necessary and sufficient information in order for the service user to
เร่ิมใช้งานระบบ OFAR เพือ่ส่งแบบรายงานการช าระค่าธรรมเนียมฯ 1.1. User account 1.1.1. กรณีมี User account ของระบบ OFAR แลว้ ใหแ้จง้ Account Administrator ของบริษทัท่าน เพื่อใหสิ้ทธิส่งแบบรายงานการช าระค่า
) ................................................................................................................................................................. As the user of Company Account with the power and duty related to electronic submission of information to the SEC Office in accordance with the SEC Office’s Standard Procedures for Electronic
Exchange Commission (SEC Office) In this Application, we Full name (in Thai) Full name (in English) Passport No. E-mail Address Mobile phone As a user of SEC Account with the duty related to submission of