examination revealed that on 12 July 2023 (one business day), the aforementioned JMT selling orders originated from BBLAM’s trading account, executed through Citicorp Securities (Thailand) Limited. At the time
According to a referral from the Stock Exchange of Thailand (SET) in 2023 and the SEC’s further investigation, it was revealed that during the period between 2 – 9 September 2022, the four
financial statements of NMG. The evidence in this case has revealed that the NMG’s financial statements for the year 2015 to 2017 showed manipulated income and unrealized advertising income, which were in
further investigation revealed facts and evidence supporting the belief that a group of 32 persons acted together to manipulate the price or trading volume of MORE share during the period from 18 July 2022
Dr. Chaiwat Wibulswasdi, Chairman, Capital Market Development Fund, revealed that the CMDF board has approved in principle by supporting the Thai Capital Market’s digital infrastructure under the
of the concession, in the calculation of the total value of EARTH’s legal rights over the coal mines. In addition, it was revealed that EARTH would begin the coal mining in 2019 and 2020, respectively
investigation revealed that the investment on the bills of exchange (B/E) had been approved by the Investment Committee of Solaris Asset Management Co., Ltd. chaired by Mr. Suphan Sethapanich. According to
Singapore with 18 and 16 companies, respectively. However, the survey results revealed areas of improvement for Thailand. SEC will cooperate with the Stock Exchange of Thailand, the Thai Institute of
The revocation followed Apple Wealth Securities’ inspection report regarding three clients’ complaints against Nutnicha and the SEC’s further investigation, which revealed Nutnicha’s misconduct as
consultant for complex products type 1 and investment planner, and (2) {B}, capital market investment consultant, for a period of two years six months each.In the case of {A}, the SEC's inspection revealed