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guideline in the electronic work system of the SEC https://publish.sec.or.th/nrs/5488se.pdf Translation : Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities By virtue
electronic work system of the SEC https://publish.sec.or.th/nrs/5488se.pdf Translation : Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities By virtue of Section 14 and
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resolution on December 30, 2014, along with the transfer of work and personnel from the Office of the Agricultural Futures Trading Commission (AFTC). Vorapol Socatiyanurak, SEC Secretary-General said, ?The SEC
-Your-Customer/Customer Due Diligence: KYC/CDD system, causing the company to be fined by the Settlement Committee at the amount of 1,101,000 baht. Moreover, the SEC has suspended approval of two AEC