/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=5347&SearchNo= Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 company is licensed to operate derivatives business. Later, the company took possession of
operate derivatives business. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal http://market.sec.or.th
securities http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 company is licensed to operate derivatives business. Later, the company took
. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal http://market.sec.or.th/public/idisc/en/Enforce
}, capital market investment consultant, is suspended for six months.The suspensions on the investment consultants No. 1, 2 and 11 took effect on 18 October 2016, while No. 3 to 10 took effect on 21 October
of the legislation, in alignment with the Memorandum of Understanding (MoU) on Personal Data Protection in the Financial Sector. The SEC took this opportunity to promote awareness of its mission and
goal of fostering capital growth in ASEAN and Japan. Additionally, she shared insights related to Thailand’s developments at the Asia High-level Financial Regulators' Forum. These events took place on
role in supporting businesses in high greenhouse gas-emitting industries (Hard-to-Abate Sectors) to transition toward sustainability. The event took place in Bangkok during 13 -14 February 2025.
proactive teamwork to further advance joint initiatives in various areas such as promotion of listed companies’ adoption of Sustainable Development Goals. The meeting took place at the SEC Building on 5