Securities and Exchange Act 2535 109 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board Tor Thor. 59/2552 Rules and Periods for Report Submission of Securities Companies 03/08
of the Securities and Exchange Commission Sor Thor. 37/2559 Rules in Detail on Establishment of Information Technology System 12/09/2016 01/09/2017 Notification of the Office of the Securities
Securities and Exchange Commission Sor Thor. 37/2559 Rules in Detail on Establishment of Information Technology System 12/09/2016 01/09/2017 Notification of the Office of the Securities and Exchange
Supervisory Board Tor Thor. 60/2561 Rules, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party 01/10/2018 16/11/2018 Notification of the Office of the
Exchange Commission No. Kor Thor. 25/2560 Re: Specification of Paid-up Registered Capital of Securities Business License Applicant and Licensee By virtue of Section 14 of the Securities and Exchange Act B.E
Notification of the Securities and Exchange Commission No. Kor Thor. 18/2560 Re: Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar (No
Clause 4, Paragraph 1(3) of Clause 5 and Clause 6(1) of the Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 38/2565 Re: Detailed Rules related to the Establishment of
prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the