the cooperation to disseminate knowledge on finance, investment and savings and to train personnel to ensure they have financial knowledge and understanding so that they can transfer it to students

There have been a large number of holding companies that issue IPOs. These companies conduct various types of businesses and comprise many affiliates, both in Thailand and in other countries. In

Essentially, the new rules allow securities brokers and derivatives agents to provide two types of trading services of capital market products that respond to investors’ demands more efficiently

abreast of the market situation, to be able to make decisions to trade capital market products on behalf of their clients, provided that consent from the clients must be obtained and such investments

of protection.  Sales conduct of intermediaries will also be revised to ensure that selling of products is suitable for investors? risk-taking capability. 1. Offering of unrated bonds and high yield

executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated that his misconducts on clients? assets involved

Department of Special Investigation (DSI) after finding indicates that this group of people traded shares of Karat Sanitaryware Plc. ("KARAT") by using information that Apichart obtained while performing duty

Bangkok, May 18, 2011 ? SEC Secretary-General Thirachai Phuvanatnaranubala said after monthly SEC Board?s Meeting No.5/2011 that the SEC Board at its meeting No. 5/2011 has approved, in principle

? behaviors that could be useful for designing guidelines for financial education suitable for different target groups.Arnond Sakworawich, Ph.D., NIDA Graduate School of Applied Statistics, has summed up his

56-1 together with company financial statements, while the results of CG Watch 2012 survey organized by the Asian Corporate Governance Association and CLSA Asia-Pacific Markets indicated that