, complete and updated records of assets of clients. In case of making correction to any record, the securities company shall complete such correction within the same working day when the cause of correction
correction to any record, the securities company shall complete such correction within the same working day when the cause of correction is found and shall record the cause of each correction. Clause 14 A
from the day the testing is completed. Clause 25 In cases where there is a change to a computer system relating to trading services with respect to derivatives to the extent that it affects the business
cuber meter per day. Reclaimed Water Project (RO) at WHA EIE achieved Commercial Operation Date in 3Q2018 with capacity of 7,500 cubic meter per day. Natural gas retail business, WHA Eastern Seaboard
the effectiveness of new marketing strategies and the launch of new product brand “DEFINE”, and by the same token, revenues in 9M17 grew by 246% YoY. Hotel Business Performance of hotel business
business operation. However, using information technology may cause certain risks arising from the operation of the securities company in various respects. Among other things, the SEC Office considers these
personnel in capital market business. Notified this 25th day of August 2011. -signature- (Chalee Chantanayingyong) Deputy Secretary-General Acting Secretary-General Office of the Securities and Exchange
persons are: (1) {A}, (2) {B}, (3) {C}, (4) {D}, and (5) {E}. The SEC has also banned the persons in (2) - (4) from performing duties as a branch manager in a business related to capital market. All of the