financial statements for Q1/2019 to the SEC within the specified period. The Criminal Court sentenced the accused to pay a fine of Baht 60,000 and a further fine of Baht 1,000 each day for 279 days starting

to pay rent to the Fund. This has resulted in the Fund’s potential inability to pay rent to the Crown Property Bureau (CPB), the lessor, due on 31 March 2024. Such circumstances may lead to the

Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium

2019, the Civil Court passed a judgment in the Decided Case No. Por. 899/2562 ordering Surasak to pay 522,500 baht and a 7.5 percent annual interest of 22,500 baht, starting from the case filing date

, transactions that are subject to variable fee rates shall be based on volume they made; and the intermediaries that enter into the same type business activities shall pay the same rates of fee; or fees shall

information to sell IFEC shares, to pay civil penalty and compensation for the benefits gained from committing the offense. However, Suphanan did not agree to comply with the civil sanction. Later, on 27

in any  particular case. If an offender fails to pay a civil penalty, in full or in part despite already agreed upon, or refuses to comply with a civil sanction, the SEC may seek the Civil Court's

judgement and ordering each party to pay there own costs and expenses.25/02/2019 The Civil Court delivered a judgement ordering the defendant to pay a civil penalty and a compensation at an equal

2019, the Criminal Court sentenced the accused to pay a fine of Baht 40,000 and a further fine of Baht 200 each day for 859 days starting from June 1,2022 until October 7,2022 totally 171,800 Baht. The

licensee shall pay to the SEC Office a fee according to the obtained license at a rate varies based on business volume or at the fixed rates set out in this Notification. In the case where a licensee has