considered a failure to perform duties with responsibility and deliberation as a professional. His non-compliance with the client’s instruction and his giving of advice with the implication of return guarantee
duty with responsibility and deliberation as a professional. Her misconduct was in violation of the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended her approval as
incomplete or incorrect information to the investor and failing to give or disclose material information that may have affected the investor's decision making, {A} failed to perform duty with responsibility
failure to perform his fiduciary duties with responsibility, prudence, honesty and integrity, and in accordance with the law for the utmost benefit of the company under the Securities and Exchange Act's
with responsibility, prudence, honesty and integrity, and in accordance with the law for the utmost benefit of the company under the Securities and Exchange Act's Section 89/7
Mr. Arun Boonchom, President of the Islamic Affairs Committee, said “the Sheikhul Islam Office is aware of its responsibility towards the Muslim community in all aspects, especially the economic
. Sornchai Suneta, Vice President of CFA Society Thailand, said, “CFA Society Thailand is committed to engaging and supporting Thai companies in realizing their social responsibility and governance that can
tax plus a fine.BBL has already paid compensations for the damage incurred to both customers before closing the complaint cases.The demeanor of {A} was a failure to perform duties with responsibility
the board of directors of listed companies is obligated to perform duties with care, responsibility and honesty in accordance with Section 89/7 of the Securities and Exchange Act, the SEC, by virtue of
person not the owner of securities trading accounts were failure to perform duties with responsibility and due care as the capital market professional, disguising that trading decisions were not actually