Bangkok, January 23, 2012 - The SEC has revoked approval status of three investor contacts and suspended another for dishonest conducts and disclosure of client confidential information, effective
Bangkok, November 16, 2011 ? The Capital Market Supervisory Board has approved a disclosure rule requiring issuers of all types of securities for public offering present a clear and concise factsheet
for the company in Hong Kong SAR, who provides services of gold futures contracts trading. The company has managed to have marketing officers to call and solicit investors to invest and sent out the
Bangkok, December 16, 2011 ? The SEC declines to extend deadline for Tongkah Harbour Plc. (THL)?s special audit report submission, which is required to submit to the SEC within December 9, 2011.The
well as submit the special audit report to the SEC by October 7, 2013. Mill later requested the SEC for deadline extension to allow sufficient time for auditor to do the job. The SEC therefore granted an
opportunities to learn, engage, and connect for future collaboration.Dr. Soraphol Tulayasathien, Senior Executive Vice President, Corporate Strategy Division of the SET, stated that the third year of the
The Securities and Exchange Commission (SEC), in collaboration with UN Women and the Stock Exchange of Thailand (SET), co-hosted the Ring the Bell for Gender Equality 2026 to demonstrate the
proceeds from the sale from the client’s bank account for personal use; (2) transferring funds without underlying cash (unsupported transfers) to purchase investment units for the client, thereby misleading