yet redeemed.** Two notifications of relevant regulations are:  (1) Notification of the Securities and Exchange Commission No. Kor Jor. 5/2567 Re: Determination of Characteristics of Bill Issued as

@sec.or.th. The public hearing ends on 26 August 2022. ______________________Remark: *Pursuant to the Notification of the Securities and Exchange Commission No. Kor Jor. 39/2564 Re: Determination of

With the view to ensure more effective oversight, the SEC has sought comments on the proposed revisions regarding the issuance of debt securities of the LiVEx listed companies,* such as determination

fees from audit firms and auditors in the capital market, and (3) the determination of penalties on audit firms and auditors in the capital market. The objectives of the amendment are to promote the

determination of cornerstone investor as institutional investor would help to prevent share allocation to investors whose inappropriate trading behaviors may affect public confidence in the capital market

Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 January 2017.  

efficiency of fund establishment. The waiver may be granted if there is no effect on Thai investors and without conflict with host jurisdiction regulations on investor protection, such as determination of

characteristics for managing a public company limited under Clause 3 in conjunction with 4(3) of the Notification of the Securities and Exchange Commission No. KorChor. 8/2553 Re: Determination of Untrustworthy

offerings or determination of conversion price with discount (lower than market price) that have been applicable to domestic offerings of newly issued shares, share warrants and convertible debentures will

Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit