investigations into the case. With regard to investor rights protection, the SEC has rendered full support in coordinating and arranging discussions with the SET, the Association of Investment Management
) received assistance from the persons under (4) ? (7) in jointly arranging for a subsidiary company of TRITN, Splash Media Public Company Limited* (SPM), to enter a five-year rental contract for three
transfer was prearranged, starting from Auracha's opening a trading account for her mother without declaring their relationship to the company and arranging for the transfer even though it was not her duty
the company and arranging for the transfer even though it was not her duty to do so and she was not the investment consultant in charge of such client?s account. Auracha later arranged for AEC back
gross profits represented 40.90%, as a result of arranging more promotion and marketing events to promote sales volume together with the increase in proportion of other brand sales in first half of the
represented 42.44% and 41.88% respectively, as a result of increase in proportion of other brand sales and arranging more promotion and marketing events to promote sales volume. However, the Company has concern
conformed to the rules as prescribed in Clause 6, Clause 7 and Clause 9; (3) arranging the meeting between investors and the unit offeror which is conformed to the rules as prescribed in Clause 8 and Clause 9
trading system; (6) arranging disclosure of information related to trading which shall cover at least the following matters: (a) procedure and method for providing clear and fair access for service users
monitor and examine post- trading activities (audit trail); (5) having a work system for enhancing and protecting the orderly operating mechanism of the trading system; (6) arranging disclosure of
mentioned above. The company may send a summoning notice for the Board of Directors’ meeting including its related documents by an electronic mail. In this regard, the person who is charged with arranging the