company lacks of qualification under Clause 4 or Clause 12 (1) or (2) or such securities company does not have an efficient operational management, monitoring and supervision system, and record keeping
qualification under Clause 4 or Clause 12 (1) or (2) or such securities company does not have an efficient operational management, monitoring and supervision system, and record keeping system or readiness of
for Operational Supervision of Securities Underwriting dated 25 October 2006; (3) The second paragraph of Clause 2 of the Notification of the Securities and Exchange Commission No. KorThor. 5/2539 Re
: Rules, Conditions and Procedures for Operational Supervision of Securities Underwriting dated 25 October 2006; (3) The second paragraph of Clause 2 of the Notification of the Securities and Exchange
(Translation) Bangkok Expressway and Metro Public Company Limited Management Discussion and Analysis for the Quarter Ended on September 30, 2019 1 Significant events in the third quarter of the year
electronic https://publish.sec.or.th/nrs/3808pe.doc Translation : Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities By virtue of Section 14 and Section 98(5) of the
for auction as metal scrap. This resulted in AMAC?s 2008 and 2009 financial statements to show inaccurate financial condition and operational results in order to mislead the public; in contravention of
results of the Company. For the three-month period Ended March 31, 2019, which was audited by the auditor with significant operational results as follows: 1. Net profit of 1.318 million baht, compared with