XM Global Limited : Unlicensed digital asset business (Disclosure Date : 20/01/2023)
Bangkok, January 26, 2016 ? The SEC has revised several regulations concerning investment policies of mutual funds and provident funds (PVD) to enhance flexibility and compliance with international
Ms. Hester Peirce กรรมการ ก.ล.ต. สหรัฐอเมริกา (U.S. SEC Commissioner) ให้เกียรติสัมภาษณ์พิเศษในงานสัมมนาออนไลน์ “The 1st SEC Thailand International Digital Asset Webinar” ซึ่งสำนักงานคณะกรรมการ
Line "CGS International" : Unlicensed securities and derivatives business (Disclosure Date : 05/08/2025)
Global Markets Ltd. (Navista) for operating derivatives business without license. Following the reports on their suspicious unlicensed derivatives activities, the SEC conducted raids on GISP?s office
นางพรอนงค์ บุษราตระกูล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) กล่าวเปิดงานสัมมนาออนไลน์ หัวข้อ “Sustainability Reporting: Global Trends and Implications for Investment
Organization of Securities Commission or IOSCO is the international body that brings together global securities regulators and is recognized as the global standard setter for the securities sector. IOSCO
Reporting: Global Trends and Implications for Investment Analysis,” co-hosted by the SEC, CFA Institute and CFA Society Thailand. The event was designed for capital market stakeholders, particularly
Orange Global Invest Company : Unlicensed securities and derivatives business (Disclosure Date : 23/02/2021)