retention of the source of securities trading orders. SEC Act S.113 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 42/2025 Dated 25/04/2025
liability arises from his failure to issue orders or perform the duties required to ensure compliance with the specified regulations, resulting in IHL’s delayed submission of the report. SEC Act S.300 in
orders or perform the duties required to ensure compliance with the specified requirements, resulting in THL’s delayed submission of the annual financial statements SEC Act S.300 in conjunction with 56
to renew an approval to be investor contact. In case the investor contact obtained approval for renewal requests for the letter showing the result of the renewal application referred in the second
such applicant does not intend to renew an approval to be investor contact. In case the investor contact obtained approval for renewal requests for the letter showing the result of the renewal
of person qualified to be fund manager requests for the letter showing the result of the renewal application referred in the second paragraph, such person shall submit the request form as prescribed in
qualified to be fund manager. In cases where the person obtained approval for renewal to be listed in the register of person qualified to be fund manager requests for the letter showing the result of the
asset exchange and brokerage licenses intending to offer meme token trading services must send such trading orders to sourced exchanges solely in their capacity as broker, without misleading the general
October 26, 2007, (2) from April 28 to 15 May 15, 2008 and (3) June 23-24, 2008 was done by Auttawut Phaichai and Patinya who jointly purchased and sold TWZ shares in a series of trading orders with the