Bangkok, December 6, 2012 ? The SEC is seeking public comment on a draft revision to the rule governing?disclosure requirement of securities issuers in policy and arrangement on anti-corruption
Bangkok, December 6, 2012 ? The SEC is seeking public comment on a draft revision to the rule governing disclosure requirement of securities issuers in policy and arrangement on anti-corruption
business operators wishing to conduct only brokerage business will be allowed to do so with minimum registered paid up capital requirement of 10 million baht. Furthermore, if their businesses are in the form
SEC, the requirement of which has been applicable to providing the said service to retail investor.?Revision of regulations aims at facilitating more convenience for business operation in providing
documents and evidence in full from the securities company, except in the case where there is a necessity to conduct further inspection of any facts and the Office has informed the securities company of such
necessity to conduct further inspection of any facts and the Office has informed the securities company of such necessity prior to the end of such period of time. Clause 4. In the case where there appears
securities and exchange or within the time period agreed upon by the parties to the trading of securities, as the case may be. In any sale of securities not designated as a short sale, but there is a necessity
sale, but there is a necessity to borrow securities in order to complete delivery within the time period prescribed by the clearing house under the law on securities and exchange, the securities company
investment plans remain unclear. Accordingly, there is no immediate necessity for FVC to utilize the entire proceeds from the disposal of KTMS shares. The IFA has also noted deficiencies in the share