services related to any capital market product having high-risk or complex characteristics shall comply with the regulations under Chapter 6; (6) receiving trading orders of capital market products having
sufficient shares in their portfolios before selling (prepaid market); Unfair activities related to securities trading must also be regulated in the same manner as those on SET and mai, etc. The
/201712/17101199.pdf 6611pe.doc trading orders by themselves through an electronic system arranged by the intermediary at the temporary office. (2) in case of accepting trading orders of capital market
, by taking into account impact of such trading orders on overall market, before actually sending out such orders into SET's trading system. He should also oppose or warn his client not to send trading
Commission (SEC) Secretary-General Professor Dr. Pornanong Budsaratragoon stated that the SEC has ensured the continuous normal operation of the trading systems of SET, capital market participants, and the
amendments to the rules governing equity trading in the secondary market in line with the primary market offering rules. The debt crowdfunding regulations have come into force since 16 May 2019. Earlier
Privacy Policy Personal Data Protection Policy for Trading in Secondary Market The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data
Capital market business, the market share (SET and mai excluding proprietary trading) of Phatra Securities Plc. (PSEC) was 7.32%, increased from 4.55% in 2018, ranking 1 st from total 38 brokers. During
manipulative trading caused the TRAF share price to be inconsistent with the normal market conditions. In addition, Jantharapa, then an investor contact at KTB Securities, aided and abetted manipulative trading