Securities Companies shall be in accordance with Chapter 2; (3) Additional Rules for Proprietary Trading of Derivatives Brokers shall be in accordance with Chapter 3. The management of investment of a juristic
Companies shall be in accordance with Chapter 2; (3) Additional Rules for Proprietary Trading of Derivatives Brokers shall be in accordance with Chapter 3. The management of investment of a juristic person in
regulations: Clause 1 In this Notification: (1) “executive” means a manager or a person with power of management; (2) “manager” means any person who is authorized by the board of directors of the company to
the management company is required to make a monetary compensation to any person who purchased or redeemed such investment units in the value less than Baht one hundred, the management company may
a management company. “Unit price” means a selling price or redemption price of investment units. “Price compensation” means an increase or decrease in the number of investment units of any person who
fund supervisor. If the management company is required to make a monetary compensation to any person who purchased or redeemed such investment units in the value less than Baht one hundred, the
company?s shareholding structure and management before such information became public. In addition, Chutchapong, on behalf of SLC, had imparted false a statement to the SET on September 28, 2009 by denying
/Nor/Khor. 85/2552 Re: Prohibited Characteristics of Personnel in Derivatives Business dated 3 August 2009. Clause 2 In this Notification: (1) “person with power of management” shall have the same