make securities borrowing and lending (SBL) trading decisions on the client's behalf in the client's cash account; thereby causing damage to the client. {B} admitted that he had obtained the
acting in substance as, a funding provider to such major shareholders, whether conducted directly or through any persons or intermediaries (excluding ordinary business transactions, such as lending by
) “portfolio duration” “product limit” “regulated market” “repo” (repurchase agreement) “retail MF” (retail Mutual Fund) “reverse repo” (reverse repurchase agreement) “SBL” (Securities Borrowing and Lending
|BANK L|03|A|125|LENDING SECURITY L|THB|50000.00000||15000.00000|Collateral Security L|| 80000.50000|20080110|20090110 001|2550||Short Sale K1|617|300000.00000|50000.00000|6.00000|80000.00000|500.50000
, embedded derivatives (2) รายงานการลงทุนในหลักทรัพย ตางประเทศ (3) รายงานการกูเงินและการทําธุรกรรม REPO (4) รายงานการทําธุรกรรม securities lending (5) รายงานสรุปเงินลงทุนในตราสารแหงหนี้ เงินฝาก หรือตราสาร
) “ margin account ” means an account which keeps records of lending of money to a client for purchasing securities or lending of securities to a client for short selling; (3) “ cash account ” means an account
) “margin account” means an account which keeps records of lending of money to a client for purchasing securities or lending of securities to a client for short selling; (3) “cash account” means an account
% lower than 2016 6.8% due to revenues from lending business, which has a high margin in Gross Profit level, was decline. Selling and Administrative Expenses The Company incurred selling and administrative
% lower than 2016 6.8% due to revenues from lending business, which has a high margin in Gross Profit level, was decline. Administrative Expenses The Company incurred administrative expenses 211.0 million