incurred by the SEC), a suspension of trading in securities or entering into derivatives contracts for a period of 14 or 30 months  (as the case may be) and a bar from serving as directors or executives in

contracts on the Derivatives Exchange for 3 years from 15 December 2020; and a bar from serving as a director or executive in a securities issuing company or a securities company for 5 years from 15 December

;    - a bar from serving as a director or executive in a securities issuing company between 30/07/2019 and 29/07/2029     - a bar from serving as a

derivatives trading between 23/12/2022 and 06/09/2023     - a bar from serving as a director or executive in a securities issuing company between 23/12/2022 and 22/05/2024 

between 23/12/2022 and 06/09/2023     - a bar from serving as a director or executive in a securities issuing company between 23/12/2022 and 22/05/2024   

of securities and derivatives trading between 03/03/2023 and 02/09/2025     - a bar from serving as a director or executive in a securities issuing company between 03/03

Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the

interest, a prohibition from trading digital assets or entering into derivatives contracts related to digital assets for a specified period, and a bar of (2) from serving as a director or executive of

committing the offense in an amount of 1,500,000.00 Baht     - a civil monetary penalty of 1,875,000.00 Baht     - a bar from serving as a director or

of 1,724,500.00 Baht     - a bar from serving as a director or executive in a securities issuing company between 20/04/2022 and 19/04/2023