Securities and Exchange Act B.E. 2535 (1992) (SEA). The Criminal Fining Committee has therefore imposed a separate fine of 500,000 baht each on NEWS and Mr. Arak for failing to order or take action in

 Bangkok, September 18, 2014 ? The SEC imposed additional requirements on new principle valuers for transactions in capital market that they must pass examination and be interviewed by the SEC. The

therefore imposed a fine of 2,518,646.23 baht. As defendant made confession, the Court commuted the conviction into half to a fine of 1,259,323.11 baht. This case follows the SEC complaint against Apichart

Bangkok, May 14, 2012 - The SEC imposed two-month suspension on {A}, an investment consultant of Asia Plus Securities Plc., one-month suspension on {B}, an investment consultant of Maybank Kim Eng

trading orders. Failure to do so will therefore result in the SEC's administrative actions. In this regard, the SEC on July 5, 2012 imposed administrative sanction on three investment consultants by

Securities and Exchange Act B.E. 2535 (1992) in conjunction with Section 86 of the Penal Code, and therefore, imposed the fine of 600,000 baht on him. _________________ 

Securities and Exchange Act B.E. 2535 (1992) (SEA) had imposed a fine on Lalana in the amount of 36,815,524.26 baht for manipulative trading by colluding with others in providing and using other persons

Bangkok, September 14, 2011 - The SEC imposed administrative sanctions on two investor contacts, by suspending {A} for three months from September 14, 2011 and reprimanding {B}, for interfering with

her employer, however, the suspension imposed by the SEC is deemed to have been served.  

Bangkok, March 19, 2014 - The SEC revealed that the Settlement Committee imposed a fine of 500,000 baht on {A} for using inside information to purchase {X1} Company shares for his own benefit.With