cooperation aims to mitigate the impacts and damage caused by such fraudulent activities.“The SEC has taken action on multiple fronts and has continuously integrated cooperation with relevant agencies. We also
taking into consideration compliance cost, impacts and effectiveness evaluation, and to build database systems and infrastructures that maximize the use of technologies to support future work of the SEC.
potential impacts on investors, the new crowdfunding regulations prescribe the investment limit of 100,000 baht per business (equity and debt combined) and the annual investment limit of 1 million for each
property rights, but the SEC declined such request because the matter was important and could have a material impact on EARTH's financial position and widespread impacts on the shareholders and investors
and lack of appropriate client acceptance procedures on non-audit service acceptance decisions. Setting proper procedures to identify impacts on independence and possible conflicts of interest was
Bangkok, March 3, 2015 ? The SEC organized ?1st SEC Working Papers Forum, 2015? where the Faculty of Commerce and Accountancy, Chulalongkorn University presented research papers on ?Impacts of
on that person, the impacts in terms of damages or benefits arising, any rectifications or other actions that are beneficial or obstructive to the SEC’s proceedings, and any records or past demeanors
' Meeting No. 1/2025 (if applicable).The SEC requires that the bondholders’ representative analyze the benefits and shortcomings as well as the potential impacts on the bondholders both in cases of
of Newly Issued Ordinary Shares to Specific Investors (Private Placement) at the Offering Price with a Discount of not more than ten percent of the Market Price (Enclosure 1) 3. Potential impacts of
securities holders directly, not general risks on business undertaking or investment. Describe the characteristics of such risks as well as the causative circumstances and potential impacts thereof (display