liquidity problem of an issuer of bills of exchange, which was material information for investment decision making of investors. Her misconduct was deemed failure to give advice or information to
The amended rules on approval of ICO portals give the applicants more flexibility and reduce risk on developing/investing in high-cost work systems while the approval process is underway
://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=645. Stakeholders and interested parties are welcome to give comments and suggestions via the website or email: debt@sec.or.th. The public hearing ends on 21
to accommodate issuance of appropriate supervisory guidelines. In addition, SEC will officially launch the One-Stop-Service Center on 1 September 2020 to give more convenience for securities and
://www.sec.or.th/EN/Pages/PB_LISTVIEW.aspx. Stakeholders and interested parties are welcome to give comments and suggestions via the website or email: krissana@sec.or.th and jirapa@sec.or.th. The public hearing
allowed to give advice to investors regarding capital market products with non-complex features.
/PB_Detail.aspx?SECID=649. Stakeholders and interested parties are welcome to give comments and suggestions via the website or email: kornwara@sec.or.th or kamonwan@sec.or.th. The public hearing ends on 23
consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to give comments and suggestions via SEC’s website, or facsimile at 0-2033-9781 or email: thanunya
liquidity risk management and liquidity management tools is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=704 . Stakeholders and interested parties are welcome to give comments and
://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=707 Stakeholders and interested parties are welcome to give comments and suggestions via the website or facsimile: 0-2263-6099 or email: corporat@sec.or.th. The public